Issues in gov - Study guides, Class notes & Summaries

Securities Act of 1933 - The first major federal law regulating the securities industry. Focuses on the PRIMARY MARKET It requires firms issuing new stock in a public offering to file a registration statement with the SEC. Securities Act of 1934 - A law governing the SECONDARY trading of securities in the US; established the SEC (Securities and Exchange Commission). Securities Act of 1933 applies to - non-exempt issues What is needed per the Securities Act of 1933 before sales ca...

Accounting Ethics: AICPA Ethics Code With 100% Correct And Verified Answers Ethical Decision Making model - Correct Answer-1: recognize ethical issue 2: gather critical facts 3: identify stakeholders 4: consider alternatives 5: consider effect of stakeholders 6: consider comfort level 7: consider rules, regulations, and laws 8: make decision 9: document efforts 10: evaluate outcome professional organizations federal gov entities state gov entities - Correct Answer-accountant...

©FYNDLAY 2024/2025 ALL RIGHTS RESERVED 12:27AM. A+ 1 Mana 445 FINAL (1-3) Exam Questions And Answers| Already Graded A+| Latest Update. 3 principle rights at basis of OHS legislature - Answer1) right to refuse unsafe work w/o penalty: refuse to work w/o protective equip, refuse work with unsafe equip, refuse to climb on unsafe scaffolding/fixture... etc. 2) right to participate in identifying and correcting H+S problems: committee, investigation, job analysis, etc. 3) right to know abo...

WGU Financial Management C214,100% Confirmed Correct Financial Securities (3 types) 1. Gov Securities(treasury bonds)- gov invest in natl defense to freeways. Loans provide by the public to gov. When tax revs fall short to cover expenditures, gov issues bonds from 60 days-30yrs. 2. Corporate Bonds- Google might be looking to invest another $50 billion in low-orbiting satellites; however, because of its size, the company cannot walk into a local bank hoping for a $50-billion loan. Instead, G...

Four Leadership Characteristics - ANS Honest, Forward Looking, Competent, Inspiring Five Practices of Exemplary Leadership - ANS - Model the way - Inspire a vision - Challenge the process - Enable others to act - Encourage the heart Identify Elements in the use of Authority - ANS -Power, Force, Discretion, Control, Influence, Leadership, Command Presence Command Presence - ANS Personal Appearance, Body language, How you sound and How you act Core V...

AP US Gov Chapter 15 Terms Exam Questions and Answers 100% Pass Standing to sue - The requirement that plaintiffs have a serious interest in a case, which depends on whether they have sustained or are likely to sustain a direct and substantial injury from another party or from an action of government Class action suits - Lawsuits in which a small number of people sue on behalf of all people in similar circumstances Justiciable disputers - Issues capable of being settled in a matter of law...

Illinois Constitution and Government Questions and Answers With Certified Solutions illinois had four constitutions t illinois became a state in 1815 f the last great indian uprising in illinois was the black hawk war in 1832 t illinois has had three capitals t gov. edward coles worked to keep illinois a free state t both the illinois constitution and the u.s. constitution have bills of rights t both the illinois gov and the u.s. gov have three branches t foreign affairs is the duty of st...

agent correct answers An individual who represents a broker/dealer or an issuer when selling or trying to sell securities to the investing public. This individual is considered an _____ whether he or she actually receives or simply solicits orders. Also known as "registered representatives." Two types of agents correct answers An individual who represents a broker dealer in effecting or attempting to effect securities transactions (an entrepreneur selling stock in his own company to raise c...

CDFM Exam Questions With Correct Answers 100% Verified. 1.1.5: What was precursor to Constitution - when ratified? - AnswerArt. Of Confederation (1781)) 1.1.5: What was required to amend the Art. Of Confed? - Answerunanimous approval of all states) 1.1.5: When was Constitution Ratified? Take effect? - AnswerJune 1788)(March 4, 1789) 1.1.6: Why Sep of Power among 3 branches so important? - Answeravoid strong central gov > tyranny) 1.1.6: What is Essential principle of Constitution? - ...

IRAC -Correct Answer what is the test to determine what a law is issue, rule, analysis, conclusion -Correct Answer what does IRAC stand for rule of law -Correct Answer laws are generally and equally applied and requires solid, stable institutions (no one is above the law) property -Correct Answer the right to possess resources and shield from others common law -Correct Answer judge-made law stare decises -Correct Answer precedent; let the prior decision stand civil law -Correct...