Mutual funds exam - Study guides, Class notes & Summaries

Seg Funds and Mutual Funds Exam Questions and Answers

Seg Funds and Mutual Funds Exam Questions and Answers

Seg Funds and Mutual Funds Exam Questions and Answers

Segregated Funds & Annuities Certification Exam Latest Update Graded A+ Canadian Pension Plan Benefits CPP Income Formula = 8.4% annual tax x number of years x CPP at age 65 RRSP Contributions RRSP Contribution Room Formula = Income x 18% Market-Linked GIC A market-linked GIC has an interest rate that is tied to the performance of the stock market, providing the potential for a higher interest rate in the case of positive market returns. While the returns can be capped, there is potential for ...

RECA Fundamentals Exam Questions and Answers Already Passed Which of the following is NOT a RECA educational resource for industry professionals? Spatial Information System (Spin 2) Which entity has the authority to amend the Real Estate Act Provincial Legislature Which of the following measures the change in a cost of a fixed basket of goods and services purchased by families over a period of time Consumer Price Index (CPI) Which of the following will occur to the supply of a good when ther...

Index Fund Definition -A type of mutual fund which constructs a portfolio to match the performance of a specific financial market index. Stock Market Index Definition -A computed measurement which tracks a specified portion of the stock market. Index funds can be constructed to track any ________. -1. Stock Market Index

Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...

Seg Funds and Mutual Funds Exam Questions and Answers

SIE Securities Industry Essentials Exam LICENSE EXAM MANUAL 3RD EDITION Contents SIE Exam and Industry Introduction 1 What Is the SIE? 1 How the Exam Is Structured 1 How to Make an Exam Appointment 2 On the Day of Your Exam 3 Knopman Marks Method 4 Financial Industry Introduction 5 Regulatory Entities and Agencies 6 Market Participants 7 Section 1: Understanding Products and Their Risks 11 1. Equity Securitie...

what is the major difference between UITS and open ended companies -Open ended companies are managed but UITS are a portfolio and thus are not managed For A mutual fund to be diversified what is necessary -It must invest 75% of its assets in such a way that no more then 5% of its assets can buy stock in a company when it purchases a company and it cannot own more then 10% of it's voting stock Explain the difference between a funadamentalist and a technilist -a fundamentilist looks at th...