Purpose of the info fin - Study guides, Class notes & Summaries

Section 1: Knowledge of Capital Markets Correct Answer: The SEC purpose/mission when created jurisdiction authority Correct Answer: protect investos, maintin fair orderly & efficient markets, facilitate capital formation by congress in 1934 US federal government enforce federal security laws & create laws that regulate securities industry enforces Securities act 1933/1934, trust indenture act 1939, investment company act 1940, investment advisors act 1940 SROs (Self-Reg...

Which of the following is the best example of a deterrent control? A. A log aggregation system B. Hidden cameras onsite. C. A guard posted outside the door. D. Backup recovery systems. Correct answer- C. A guard posted outside the door. Deterrents have to be visible to prevent an attack. A guard visible outside the door could help prevent physical attacks. Enacted in 2002, this US law requires every federal agency to implement information security programs, including significant reportin...