Trading on the ny - Study guides, Class notes & Summaries

FX Swap - Answer--Combines a spot transaction with the benefits of a forward contract -One currency is swapped for another (usually a spot transaction) and swapped back (via a forward contract) to the original currency at a future date -Example: go to Europe and exchange USD to EUR and when you come back home you exchange your remaining EUR back to USED FX Vehicle Currency - Answer-Usually a third party currency that makes exchanges much easier, acting as the vehicle to the trade FX futur...

"Investment Adviser" person/firm compensated for engaging in business of (directly or indirectly) advising others on securities or the advisability of investing (or) who issues analysis/reports concerning securities - CORRECT ANS SEC vs Capital Gains Research Bureau basis of Fiduciary Rule, specifically Best Interest SEC Registration Required when 1) definition of "IA" is met (unless otherwise excepted from definition or exempt/prohibited from registration); AND $100M in AUM (optional...

"Investment Adviser" person/firm compensated for engaging in business of (directly or indirectly) advising others on securities or the advisability of investing (or) who issues analysis/reports concerning securities Correct Answer SEC vs Capital Gains Research Bureau basis of Fiduciary Rule, specifically Best Interest SEC Registration Required when 1) definition of "IA" is met (unless otherwise excepted from definition or exempt/prohibited from registration); AND $100M in AUM (optional fo...

IACCP Examination Questions and Answers Graded A+ "Investment Adviser" person/firm compensated for engaging in business of (directly or indirectly) advising others on securities or the advisability of investing (or) who issues analysis/reports concerning securities SEC vs Capital Gains Research Bureau basis of Fiduciary Rule, specifically Best Interest SEC Registration Required when 1) definition of "IA" is met (unless otherwise excepted from definition or exempt/prohibited from reg...

UGA History Exemption Test Questions And Answers - UPDATED 2023 WATCH THIS CRASH COURSE SERIES - CORRECT ANSWER- Pre-Columbian Peoples of the American Southwest - CORRECT ANSWER- -Agriculturally focused groups that developed powerful and complex societies -Became increasingly dependent on the cultivation of maize Pre-Columbian economy in Great Basin and the western Great Plains - CORRECT ANSWER- - Migratory because of limited resources Pre-Columbian economy in the Northeast and alo...

Champions Real Estate Finance Exam Questions with correct Answers 100% Verified Residential Mortgages have two categories - answerConventional Loans & Government Loans Portfolio Loans - answerLoans not sold in secondary market Conventional Conforming Loans - answerLoans purchased in the secondary market that meet Fannie Mae & Freddie Mac standards Four C's of Creditworthiness - answerCharacter, Capacity, Capital, & Collatareal Character - answerA measure of the willingness of borrower ...

IACCP Examination | 100% Correct | Verified | 2024 Version "Investment Adviser" person/firm compensated for engaging in business of (directly or indirectly) advising others on securities or the advisability of investing (or) who issues analysis/reports concerning securities - SEC vs Capital Gains Research Bureau basis of Fiduciary Rule, specifically Best Interest SEC Registration Required when 1) definition of "IA" is met (unless otherwise excepted from definition or exempt/prohi...

SAMPLE CMT LEVEL II EXAM The following document is a sample exam paper. The questions have been constructed/ phrased in a manner that is similar to past exams. The objective of this sample exam is to give a clear indication of the question structure and language one can expect in the exam. Important points to note • Note that these sample questions consist of questions patterned after those drawn from a much larger pool of actual exam questions. This creates the chance that the q...

IACCP Final Exam Questions With Verified Answers Latest Updated 2024 (Graded A+) "Investment Adviser" person/firm compensated for engaging in business of (directly or indirectly) advising others on securities or the advisability of investing (or) who issues analysis/reports concerning securities - Answer- SEC vs Capital Gains Research Bureau basis of Fiduciary Rule, specifically Best Interest SEC Registration Required when 1) definition of "IA" is met (unless otherwise excepted from def...

IACCP EXAMINATION QUESTIONS WITH VERIFIED SOLUTIONS GRADED A+ "Investment Adviser" person/firm compensated for engaging in business of (directly or indirectly) advising others on securities or the advisability of investing (or) who issues analysis/reports concerning securities - CORRECT ANS SEC vs Capital Gains Research Bureau basis of Fiduciary Rule, specifically Best Interest SEC Registration Required when 1) definition of "IA" is met (unless otherwise excepted from definiti...