Treasury notes - Study guides, Class notes & Summaries

Which of the following is the minimum denomination of Treasury notes that can be purchased by an investor? A. $50 B. $100 C. $1,000 D. $10,000 correct answers B. Which of the following statements describes a typical whole life insurance policy? (1) The premiums must be paid for the insured's entire lifetime, or for a period of at least ten years. (2) The cash value cannot be used as collateral for a loan. (3) The difference between a policy's face amount and the reserve mu...

SIE Chapter 1 Questions and Answers Already Passed What entities raise funds by issuing securities? Issuers are organizations that obtain capital by issuing securities. What are the main types of securities that issuers can release? Equity and debt instruments What does equity represent? Equity signifies ownership in a corporation, typically in the form of stocks. How is debt utilized by issuers? Debt involves the issuance of notes and bonds, which are promises to repay bo...

CFIN4 CHAPTER 3 ACTUAL EXAM QUESTIONS AND CORRECT DETAILED ANSWERS WITH RATIONALES ALREADY GRADED A+ When a corporation wants to raise funds by issuing new stocks or bonds, it generally uses the services of a. an investment banker. b. a commercial lender. c. the Securities and Exchange Commission (SEC). d. the New York Stock Exchange (NYSE). e. None of the above. - Answer-a. an investment banker If a corporation that has been in business for many years (for example IBM) wants to rais...

CFIN4 Chapter 3 Test Questions and Answers All Correct Treasury bills, which represent debt of the U.S. government, have maturities less than one year. As a result, in which type of financial market do outstanding, or already issued, Treasury bills trade? a. capital market b. primary market c. money market d. stock markets e. Treasury bills trade in more than one of the above markets - Answer- c. money market Capital markets are markets for a. commercial paper. b. short-term debt se...

Upon Expiration, all in-the-money S&P 100 Index call options are settled by the delivery of which of the following? : Cash Which of the following statements is true about treasury stock? : It is issued stock that has been subsequently reacquired by the corporation In the event of a stock split, which of the following parties is required to maintain a record of the shareholders eligible to receive the additional shares? : Transfer Agent Which of the following actions is required of a br...

Which of the following investments is the MOST suitable for a person who is interested in aggressive growth? 1) Common Stock 2) High-Yield Bond Fund 3) Preferred Stock 4) High-rated Bond correct answer: A: 1) Common Stock *Of the choices listed, common stock has historically provided the greatest potential for growth *Bonds and preferred stock are typically suitable for investors who are seeking income. When purchasing Treasury notes, an investor should understand: 1) Delivery...

FP 513 EXAM 2024 WITH 500 ACTUAL EXAM QUESTIONS AND CORRECT ANSWERS ALREADY GRADED A / FP 513 PRACTICE QUESTIONS AND ANSWERS FOR CFP CERTIFICATION (GUARANTEED PASS) A money market mutual fund manager recently purchased negotiable, short-term, unsecured promissory notes issued by a number of large corporations for the portfolio. Select the type of investment the money manager purchased. - ANSWER-Commercial paper: Commercial paper is usually issued in denominations of $100,000 or more a...

REE4204 TEST 1 REVIEW QUESTIONS WITH REVISED ANSWERS Financial intermediaries: a. lend credit to create assets for itself b. purchase Treasury securities c. purchase corporate bonds d. lend credit to suppliers to create deposit. - Answer-a.* lend credit to create assets for itself Liquidity risk: a. is high for investments in real property b. is related to how quickly an asset can be converted to cash without loss of volume c. can be avoided by a bank obtaining insurance such as...

The redemption value of an open-ended investment company's shares is based on the: : Net assets value computed after the order is received An associated person who is not a registered representative is permitted to engage in which of the following activities? : Provide account opening forms to a new customer A decline in the gross domestic product (GDP) must last for at least how many quarters to be considered a recession? : 2 quarters When is interest on Treasury notes paid? : Semia...

Peregrine Exam Study Guide 253 Questions with Complete Solutions What is a general ledger? - Correct Answers A general ledger account is an account or record used to sort, store and summarize a company's transactions. asset accounts such as Cash, Accounts Receivable, Inventory, Investments, Land, and Equipment liability accounts including Notes Payable, Accounts Payable, Accrued Expenses Payable, and Customer Deposits stockholders' equity accounts such as Common Stock, Retained Earning...