Wiley Series 57 Securities Licensing Exam 2024 Updated + Test Bank: The Securities Trader Examination Last document update:   ago

Wiley Series 57 Securities Licensing Exam Review 2020 + Test Bank: The Securities Trader Examination The go-to guide to acing the Series 57 Exam! Passing The Securities Trader Examination (Series 57) qualifies an individual to engage in NASDAQ and OTC Equity trading and to act as a proprietary trader. The exam covers Market Overview and Products, Engaging in Professional Conduct and Adhering to Regulatory Requirements, Trading Activities, Maintaining Books and Records and Trade Reporting. Th...