Ethics - Study guides, Class notes & Summaries

EXAMPLES CFA Level 1, Section 1. Ethics & Standards

CFA Level 1 - Ethics

CFA - Ethics

CFA Level 1 Practice Exam Questions with Complete Answers Three steps to computing time-weighted returns - Answer-1) price the portfolio immediately prior to any significant addition or withdrawal of funds 2) calculate the holding period return on the portfolio for each subperiod 3) Link or compound holding period returns to obtain an annual rate or return for the year how to find time-weighted return - Answer-TWR= (Gmean P1)(Gmean P2)^1/2 - 1 dividend discount model formula - Answe...

CFA Exam; Questions and Answers 100% Solved 6 components of the Code of Ethics: Correct answer-+Act with integrity, competence, diligence, respect and in an ethical manner wit the public, clients, prospective clients, employers, employees, colleagues, and all participants in global markets +Place integrity of profession and interest of clients above all else +Use reasonable care and independent professional judgement

CFA level1-Mock-120 Questions 1~18 Relate to Ethics ............................................................................................. 2 Questions 19~32 Relate to Quantitative analysis.................................................................. 8 Questions 33~44 Relate to Economics.................................................................................. 14 Questions 45~68 Relate to Financial Statement Analysis................................................... 18 Q...

Proprietary trading is most likely carried out by: dealers. brokers. settlement agents. - Answer- Dealers, Dealers act as principals, so they are deemed proprietary traders. Dealers trade on behalf of their own accounts and use their own capital to make markets. B is incorrect. Brokers arrange deals between the buyers and the sellers. They do not trade for their own accounts. C is incorrect. Settlement agents provide services to clear and settle deals after they have been negotiated. Q...

CFA Exam Study Guide with Complete and Verified Solutions 6 components of the Code of Ethics: - Answer️️ -+Act with integrity, competence, diligence, respect and in an ethical manner wit the public, clients, prospective clients, employers, employees, colleagues, and all participants in global markets +Place integrity of profession and interest of clients above all else +Use reasonable care and independent professional judgement when conducting investment analysis, making investment ...

Q. Which objective of documentation is fulfilled when documents ensure thoroughness and consistency of action, thus allowing a company to function more efficiently and effectively? - Answer- Organizing. B is correct. Organising is the objective of documentation that is fulfilled when documents ensure thoroughness and consistency of action, thus allowing a company to function more efficiently and effectively. A is incorrect because educating is achieved when documents inform or provide instructio...