Csi ifc - Study guides, Class notes & Summaries

CSI IFC Exam Part 1 Key Terms 2024 with complete solutions CSI IFC Exam Part 1 Key Terms 2024 with complete solutions

CSI IFC Part 4 UPDATED ACTUAL Questions and CORRECT Answers Annual Information Form (AIF) - CORRECT ANSWER- A document that contains information not included in a simplified prospectus or annual financial statements Board of Directors - CORRECT ANSWER- those that hold the ultimate responsibility for a mutual fund's activities, ensuring that the investments are in keeping with the fund's investment objectives

CSI IFC Exam Part 1 UPDATED ACTUAL Questions and CORRECT Answers Client Service - CORRECT ANSWER- fully understanding and satisfying the unique needs of each client Compliance - CORRECT ANSWER- following the rules, whether those rules are legal requirements or dealer policies Disclosure - CORRECT ANSWER- Includes under reports, regular corporate financial reports, timely disclosure of material changes in the affairs of a company and examination of all prospectuses to ensure that the...

SI IFC Part 3 UPDATED ACTUAL Questions and CORRECT Answers Banker's Acceptance (BA) - CORRECT ANSWER- a commercial draft drawn by a borrower for payment on a specified date. a BA is guaranteed at maturity by the borrower's bank. Sold at a discount and mature at their face value. Call - CORRECT ANSWER- a call feature allows the issuing corporation to redeem, or pay back, the bondholders before the stated maturity date

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Practice questions from the IFC handbook