Dol audit Study guides, Class notes & Summaries
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CLC 059 Exam With Correct Questions & Answers
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" 
Which of the following are key. recommended resources for subcontracting compliance management? ( Select three that apply.) - ANSWER "Small Business Administration (SBA) website 
 
Defense Contract Management Agency (DCMA) website 
 
Defense Federal Acquisition Regulation Supplement (DFARS) 
 
" 
Which of the following contracts is required to submit a small business subcontracting plan? Each contract has subcontracting possibilities. - ANSWER $1 million services contract awarded to anothe...
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CEBS: GBA/RPA 3 (new curriculum) Exam Questions and Answers
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ERISA - Answer- Employee Retirement Income Security Act 1974 
 
SOC Reports - Answer- Service Organization Controls: for external vendors 
 
SOC 1 - Answer- Internal Controls & Financial reports; used by auditors 
 
SOC 2 - Answer- Security, availability, processing integrity, confidentiality and privacy controls;used by management, regulators, and others under an NDA 
 
SOC3 - Answer- Same as SOC2, but available for public use. 
 
Tribble V Edison - Answer- Landmark court case re fiduciary resp...
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CEBS: GBA/RPA 3 (new curriculum) latest update 100% pass
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CEBS: GBA/RPA 3 (new curriculum) latest update 100% pass ERISA Employee Retirement Income Security Act 1974 
SOC Reports Service Organization Controls: for external vendors 
SOC 1 Internal Controls & Financial reports; used by auditors 
SOC 2 Security, availability, processing integrity, confidentiality and privacy controls;used by management, regulators, and others under an NDA 
SOC3 Same as SOC2, but available for public use. 
Tribble V Edison Landmark court case re fiduciary responsibility pe...
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WA Real Estate Exam Questions With Answers Latest Updated 2023-2024 Graded A++
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WA Real Estate Exam Questions With Answers Latest Updated Graded A++. Karen would like to sell her own home. What's the minimum real estate license she 
must possess? - Answer None 
Carla is selling her house in Wenatchee to her sister. Neither party wants to be 
represented. They only want some assistance with handling the paperwork. Who 
should they consider engaging in this situation? - Answer Transaction coordinator 
Which designation may you not use in any marketing materials unless you b...
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CLC 059 question and answer ,graded A+, latest updated
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CLC 059 question and answer ,graded A+, latest updated 
Who decides which post-award contract administrative functions will be delegated and which will be retained by the contracting officer who awarded the contract? 
Procuring contracting officer (PCO) 
 
 
 
"Bloom. LLC was recently awarded a $2 million contract for website enhancement services that was set aside for Historically Underutilized Business Zone 
(HUBZone) small businesses. Bloom's owner recently asked you which of the following ...
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WASHINGTON STATUTES AND RULES GOVERNING THE ACTIVITIES OF LICENSEES. QUESTIONS AND ANSWERS, GRADED A+/| latest update 2024/25|
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WASHINGTON STATUTES AND RULES GOVERNING THE ACTIVITIES 
OF LICENSEES. QUESTIONS AND ANSWERS, GRADED A+/ 
The Washington Administrative Code (WAC) compiles the broker's responsibilities and duties.Specific 
broker duties include: - -Holding a proper license 
Maintaining licensure requirements 
Delivering transaction-related contracts and documents to the designated or managing broker no later 
than two 
business days after all parties accept 
Managing consumer funds or property safely and acc...
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WA Real Estate Practice Exam With Answers Latest Updated 2024 (Graded A+)
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WA Real Estate Practice Exam With Answers Latest Updated 2024 (Graded A+) You are recording an accrued expense for your seller client, Sam Bosworth. This 
represents an item that Sam ____________________. - Answer Has incurred but 
hasn't paid 
Because proper trust fund handling and record keeping is extremely important, the 
________ conducts routine audits of real estate companies. - Answer Washington 
State Department of Licensing 
Karen would like to sell her own home. What's the minimum r...
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PHR Prep Practice Exam | Questions & 100% Correct Answers (Verified) | Latest Update | Grade A+
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If a security law is violated, who must legal counsel first report the violation to? 
A. The DOL 
B. The PCAOB 
C. Either the chief legal officer or the company CEO 
D. Audit committee of the BOD 
: C. Under SOX, any breach of fiduciary responsibility must be report to either 
the chief legal officer or the company CEO by either in-house or outside legal counsel. If 
no resolution occurs, the next step in remaining compliant under SOX regulations is to 
report the concern to the audit committ...
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Test Bank for CFIN7 7th Edition by Scott Besley
- Exam (elaborations) • 293 pages • 2022
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Test Bank for CFIN7 7th Edition by Scott Besley, Eugene Brigham 
 
ISBN-13: 5150 
 
Full Chapters test bank includes Multiple choice questions and True false 
 
 Chapter 1. An Overview of Managerial Finance 
 1-1. What Is Finance? 
 1-1a. General Areas of Finance 
 1-1b. The Importance of Finance in Non-Finance Areas 
 1-2. Alternative Forms of business Organization 
 1-2a. Proprietorship 
 1-2b. Partnership 
 1-2c. Corpora...
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PHR PREP PRACTICE QUESTIONS AND ANSWERS 2023
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PHR PREP PRACTICE QUESTIONS AND ANSWERS 2023 
 
If a security law is violated, who must legal counsel first report the violation to? 
 
A. The DOL 
B. The PCAOB 
C. Either the chief legal officer or the company CEO 
D. Audit committee of the BOD - correct answer C. Under SOX, any breach of fiduciary responsibility must be report to either the chief legal officer or the company CEO by either in-house or outside legal counsel. If no resolution occurs, the next step in remaining compliant under SOX...
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