Gov notes - Study guides, Class notes & Summaries

CEBS: GBA/RPA 3 (new curriculum) latest update 100% pass ERISA Employee Retirement Income Security Act 1974 SOC Reports Service Organization Controls: for external vendors SOC 1 Internal Controls & Financial reports; used by auditors SOC 2 Security, availability, processing integrity, confidentiality and privacy controls;used by management, regulators, and others under an NDA SOC3 Same as SOC2, but available for public use. Tribble V Edison Landmark court case re fiduciary responsibility pe...

AP GOV Notes from Crash Course U.S. Government Questions with 100% Actual correct answers | verified | latest update | Graded A+ | Already Passed | Complete Solution

ERISA - Answer- Employee Retirement Income Security Act 1974 SOC Reports - Answer- Service Organization Controls: for external vendors SOC 1 - Answer- Internal Controls & Financial reports; used by auditors SOC 2 - Answer- Security, availability, processing integrity, confidentiality and privacy controls;used by management, regulators, and others under an NDA SOC3 - Answer- Same as SOC2, but available for public use. Tribble V Edison - Answer- Landmark court case re fiduciary resp...

FDIC TE JF Exam Questions Verified Correct Answers Current Update (A+ Pass) Part 335 Reporting Thresholds - Answers - Securities Act of 1942 TA > $1M and 500 shareholders (750 at initiation; 500 ongoing) What loan problem is this: Absence sound lending policies, lack of sound credit judgment, lacking margin of security, insufficient owner equity - Answers - Poor Risk Selection Sales Treatment (Loans) II RP NR - Answers - Isolated Interest Right to Pledge No Repurchase Mi...

Detailed Revision Notes for the Global Systems and Global Governance module of the A-Level AQA Geography course. The notes include detailed case studies and necessary knowledge as well as structured arguments to possible essay questions. The structure of the notes is as follows; 3.2.1.1 Globalisation 3 Dimensions of globalisation: flows of capital, labour, products, services and information 3 Global Marketing 8 Patterns of production, distribution and consumption 8 Factors in globa...

RHIA Domain 2 Test with Complete Solutions Graded A+ Notice of Privacy Practices (NPP) - Answer-give to patients to inform them of all possible ways their PHI will be used and disclosed, also about their privacy rights Consent - Answer-authorizes the providers to use PHI the way they described in the NPP, not consent to treatment Authorization - Answer-document that gives CE permission to use PHI for specific purposes or disclose the PHI to a third party/other, patient agreement to a spec...

Gpstc dh notes test one criminal law 100% correct solved 1st amendment - Correct Answer ️️ -Freedom of Religion, Freedom of Speech, Freedom of the Press, Right to Assemble and Petition 2nd amendment - Correct Answer ️️ -Right to bear arms. Right to have a military 3rd amendment - Correct Answer ️️ -No solider quartered during time of peace 4th Amendment - Correct Answer ️️ -Protects against unreasonable searches and seizures. Exclusionary rule 5th amendment - Correct Answ...

FINRA SIE Real Exam Questions with All Correct Answers Types of Issuers - CORRECT ANSWERS - FCBUS F oreign gov C orporations B anks U .S. Treasury and gov agencies S tate and local gov - raise capital by issuing securities EQUITY = used by corporations (represents ownership) DEBT = represent an issuer's promise to pay (notes and bonds) Broker-Dealer - CORRECT ANSWERS - Broker acts as a middle man between buyer and seller (no risk to the firm)...

Kansas Salesperson All Answers Correct An appraiser, in appraising a residential property, notices that there has been an increase in sales of houses in the area. Which valuation approach would be best for the appraiser to use in estimating the value of the resident property? A. Gross Rent Multiplier B. Direct Sales Comparison ( market data approach) C. Cost D.Income B. Direct Sales Comparison (Market Data Approach) An appraiser should lend most validity to the market data appro...

Series 63 - Questions And Answers 100% Verified. Exceptions for BD Agents - correct answer. The only exceptions that apply to a person working for a BD effecting securities transactions is in reference to WHO they sell to: 1.) Non-Resident Customer (30 day) -RR can continue to service customer even if he is not registered as an agent in the state in which the customer is temporarily located. -Time frame is 30 days or less 2.) New Resident Customer (60 day) -RR is ...