Iaccp master erif Study guides, Class notes & Summaries
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IACCP MASTER QBANK 2023-2024 QUESTIONS WITH VERIFIED SOLUTIONS GRADED A+
- Exam (elaborations) • 89 pages • 2023
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IACCP MASTER QBANK QUESTIONS 
WITH VERIFIED SOLUTIONS GRADED A+ 
The SMC Capital, Inc. No-Action Letter (September 5, 1995) states that trade 
allocations may occur: 
A. Only on a rotational basis 
B. On a pro rata basis but other allocation methods can be used without violating 
the Advisers Act 
C. Only on a pro rata basis 
D. Based on the trader's good faith discretion - CORRECT ANS B. On a pro 
rata basis but other allocation methods can be used without violating the 
Advisers Act...
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