Large accelerated filers - Study guides, Class notes & Summaries

Large accelerated filers Correct Answer.

Wall Street Prep: Analyzing Financial Reports Exam 2023 Questions and Answers (Verified Answers) True or false: 10-Q's must be filed four times a year for publicly traded companies. -Correct Answer: False; only 3x a year True or False: Both the 10-K and 10-Q filings are audited. -Correct Answer: False; only 10-K filings are audited True or false: All publicly traded companies and private companies with revenues greater than $850m must file 10-K's annually with the SEC. -Correct Answer: ...

Large accelerated filers correct answers subject to same size requirement as well seasoned issuers - $700 M of worldwide non affiliate market cap (voting and non-voting stock) Schedule 14A correct answers called the "proxy statement". It is required under the '34 Act prior to a regular or special shareholder meeting. The information in the proxy must be filed on 14A before soliciting a shareholder vote. Regulation A+ correct answers Regulation A+ exempts the registration of small securi...

Series 79 10-Ks - correct answer Non-accelerated filers: 90 days Accelerated filers: 75 days Large accelerated filers: 60 days 10-Qs - correct answer Non-accelerated filers: 45 days Accelerated filers: 40 days Large accelerated filers: 40 days 8-K - correct answer Must be filed WITHIN 4 BUSINESS DAYS after triggering event Schedule 13-D (D comes before G) - correct answer A person, or a group of persons acting together, who directly or indirectly acquires beneficial ownersh...

Full Test Series 79 Question and answers correctly solved Accelerated filers - correct answer a registrant with a worldwide non-affliate market cap between $75 million and $700 million File 10K 75 days after the fiscal years end (accelerated is 60 days and non-accelerated is 90 days), file 10Q 40 days after the fiscal year ends (like large accelerated filer while non accelerated filers are are 45 days), all file 8-k 4 business days after the events Which analysis do public company bidde...

Series 79 Diagnostic 2 Qs and answers verified to pass A large accelerated filer's fiscal year ends on September 30. By what date must it file its first quarterly 10-Q report for the next fiscal year, beginning October 1? - correct answer February 9 For large accelerated filers, a 10-Q must be filed within 40 days after the close of each fiscal quarter, except at the end of the company's fiscal 4th quarter, when a 10-K is filed. The company's first fiscal quarter ends on December 31. So ...

True or false: 10-Q's must be filed four times a year for publicly traded companies. - ANSWER-False; only 3x a year True or False: Both the 10-K and 10-Q filings are audited. - ANSWER-False; only 10-K filings are audited True or false: All publicly traded companies and private companies with revenues greater than $850m must file 10-K's annually with the SEC. - ANSWER-False True or false: For large accelerated filers, 10-K's must be filed no later than 90 days after the fiscal year-en...

True or false: 10-Q's must be filed four times a year for publicly traded companies. (Ans- False; only 3x a year True or False: Both the 10-K and 10-Q filings are audited. (Ans- False; only 10-K filings are audited True or false: All publicly traded companies and private companies with revenues greater than $850m must file 10-K's annually with the SEC. (Ans- False True or false: For large accelerated filers, 10-K's must be filed no later than 90 days after the fiscal year-end d...

True or false: 10-Q's must be filed four times a year for publicly traded companies. - Answer False; only 3x a year True or False: Both the 10-K and 10-Q filings are audited. - Answer False; only 10-K filings are audited True or false: All publicly traded companies and private companies with revenues greater than $850m must file 10-K's annually with the SEC. - Answer False True or false: For large accelerated filers, 10-K's must be filed no later than 90 days after the fiscal year-end...

Series 79 pt 2 Question and answers correctly solved If the board of directors of a target company wishes to solicit suggestions on choosing the adviser who will write the fairness opinion, to whom should it turn? - correct answer Objective outsider The key is to select someone capable of true objectivity, who is not close to deal terms and does not stand to benefit from a completed deal. "large accelerated filers" - correct answer are subject to the same size requirement as well-...