Maggie shine series 24 - Study guides, Class notes & Summaries
Looking for the best study guides, study notes and summaries about Maggie shine series 24? On this page you'll find 1 study documents about Maggie shine series 24.
All 1 results
Sort by
-
Maggie Shine Series 24 Question and answers rated A+ 2024/2025
- Exam (elaborations) • 20 pages • 2024
-
Available in package deal
-
- $13.49
- + learn more
Maggie Shine Series 24 Question and answers rated A+ 2024/2025 Maggie Shine Series 24 
 
Minimum Net Capital for: 
-Full Service BD 
-Clearing BD 
-BD which carries customer accounts - correct answer $250,000 
 
Minimum Net Capital for Prime Broker - correct answer $1,500,000 
 
Minimum Net Capital for: 
-Firms w/ Execution responsibility for Primer Brokers 
-Qualified Block Positioners - correct answer $1,000,000 
 
Minimum Net Capital for: 
-Introducing BD 
-Fully Disclosed BD 
-Non Clea...
Fear of missing out? Then don’t!
Do you wonder why so many students wear nice clothes, have money to spare and enjoy tons of free time? Well, they sell on Stuvia! Imagine your study notes being downloaded a dozen times for $15 each. Every. Single. Day. Discover all about earning on Stuvia