Sie exam state farm - Study guides, Class notes & Summaries

SIE Exam State Farm| Questions with 100% Correct Answers

Define Stock - ANS-They are also called equities & represent ownership in companies and are issued by corporations. Bonds - ANS-1. Also called debt or sometimes notes. They can be issued by a corporation or government entity. The owner is the lender issuer is the debtor. Characteristics of Common Stock - ANS-1. All companies issue common stock. 2. Ownership position 3. Most Junior all securities. Why Purchase Common Stock? - ANS-1. Capital Gains (BUY LOW SELL HIGH) 2. Dividends. Grow...

SIE (Mastery Test) Exam Questions With Accurate Answers. All of the following are U.S. government agency debt securities EXCEPT A) Government National Mortgage Association securities B) Farm Credit Administration securities C) Federal National Mortgage Association securities D) Treasury notes - answerD) Treasury notes GNMA, Freddie & Fannie, Farm Credit Admin Numbers measuring the output of goods and services have been declining for just under 2 years. The economy would be characterized...

FINRA SIE Exam Questions with Complete Solutions Exempt Securities from SEC Registration - ANSWER -securities listed by the U.S. or federal agencies -Municipal Bonds -Securities issued by banks, savings institutions and credit unions -Public utility stocks or bonds -Securities issued by religious, educational or nonprofit organizations -Notes, bills of exchange, bankers acceptances and commercial paper with an initial maturity of 270 days or less -Insurance policies and fixed annui...

FINRA SIE Exam Questions with Complete Solutions Exempt Securities from SEC Registration - ANSWER -securities listed by the U.S. or federal agencies -Municipal Bonds -Securities issued by banks, savings institutions and credit unions -Public utility stocks or bonds -Securities issued by religious, educational or nonprofit organizations -Notes, bills of exchange, bankers acceptances and commercial paper with an initial maturity of 270 days or less -Insurance policies and fixed annui...

Define Stock They are also called equities & represent ownership in companies and are issued by corporations. Bonds 1. Also called debt or sometimes notes. They can be issued by a corporation or government entity. The owner is the lender issuer is the debtor. Characteristics of Common Stock 1. All companies issue common stock. 2. Ownership position 3. Most Junior all securities. Why Purchase Common Stock? 1. Capital Gains (BUY LOW SELL HIGH) 2. Dividends. Growth Stock Mainly used fo...

Define Stock They are also called equities & represent ownership in companies and are issued by corporations. Bonds 1. Also called debt or sometimes notes. They can be issued by a corporation or government entity. The owner is the lender issuer is the debtor. Characteristics of Common Stock 1. All companies issue common stock. 2. Ownership position 3. Most Junior all securities. Why Purchase Common Stock? 1. Capital Gains (BUY LOW SELL HIGH) 2. Dividends. Growth Stock Mainly used fo...

FINRA SIE Exam Questions with Complete Solutions Exempt Securities from SEC Registration - ANSWER U.S. or federal agencies -Municipal Bonds -Securities issued by banks, savings institutions and credit unions -Public utility stocks or bonds -Securities issued by religious, educational or nonprofit organizations -Notes, bills of exchange, bankers acceptances and commercial paper with an initial maturity of 270 days or less -Insurance policies and fixed annuities Exempt Transactions fr...