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SIE: Regulation (MSRB Rules) Exam Practice Questions and Answers
SIE: Regulation (MSRB Rules) Exam Practice Questions and Answers The Securities Acts Amendments of 1975 which established the Municipal Securities Rulemaking Board allow the MSRB to do all of the following EXCEPT: - Correct Answer️️ -enforce any regulations that it adopts The MSRB is empowered to create regulations for participants in the municipals market, but has no enforcement power. Enforcement is performed by the banking and securities regulators. The MSRB has set rules related t...
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SIE: Regulation (MSRB Rules) Exam Practice Questions and Answers The Securities Acts Amendments of 1975 which established the Municipal Securities Rulemaking Board allow the MSRB to do all of the following EXCEPT: - Correct Answer️️ -enforce any regulations that it adopts The MSRB is empowered to create regulations for participants in the municipals market, but has no enforcement power. Enforcement is performed by the banking and securities regulators. The MSRB has set rules related t...