Investigations and Remedial Measures exam 2024 with 100% correct answers

A compliance professional is trying to determine if attorney client privilege should be requested. The compliance professional's policy should require attorney-client privilege to be established in which of the following situations: a. Violation of employee that occurred outside of the organization, and not within the roles and responsibilities this employee has to the organization. b. Illegal or unethical business practices by a Chief Executive Officer or other Executive Management c. Overpayment from Medicare of $300,000 that was result of a billing error. correct answersb. Illegal or unethical business practices by a Chief Executive Officer or other Executive Management Which of these steps should not be taken when assisting in a code of conduct violation investigation? a. Follow the company policy to fairly discipline the involved parties. b. Document and report your findings. c. Treat every person involved with dignity and respect. d. Limit your interview to as few people as possible. correct answersd. Limit your interview to as few people as possible. If during the course of an internal investigation, the compliance officer believes the integrity of the investigation might be compromised by the continued presence of work force members who are the subject of the investigation. In the best interest of the attorney-client privilege, which action would you take? a. Conduct employee background checks b. Counsel obtains employee's depositions c. Destroy documents and other evidence d. Re-assign employees to other responsibilities until the investigation is completed e. All of the above correct answersd. Re-assign employees to other responsibilities until the investigation is completed. Explanation: he/she should recommend that such individuals be temporarily removed from their current responsibilities until the investigation is completed.