Bullish Study guides, Class notes & Summaries

Sales Mastery Exam Which statements are TRUE about option contracts? I Calls go "out the money" when the market price rises above the strike price II Calls go "out the money" when the market price falls below the strike price III Puts go "out the money" when the market price rises above the strike price IV Puts go "out the money" when the market price falls below the strike price A I and III B I and IV C II and III D II and IV - CORRECT ANSWER-The best answer is C. An "ou...

SIE exam caril questions & answers 2023/2024 What type of risk is unique to a specific industry, business enterprise, or investment type? - ANSWER-Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? - ANSWER-Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) Options- a premium - ANSWER-the cost of...

SIE exam caril question and answers rated A+ 2023What type of risk is unique to a specific industry, business enterprise, or investment type? - correct answer Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? - correct answer Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) Options- a premium - c...

3 key elements invt strategy ~~> identifiable goal, a method to attain a goal, the competencies and resources to sustain the strategy What is the difference between investment strategy and investment policy? ~~> investment policy sets forth the financial goals of the client, investment strategy is the way9s0 to attaining those goals What is the buy-and-hold strategy ~~> as the name implies. the strategy involves purchasing securities and then patiently keeping those sec...

FINANCIAL INSTITUTIONS MANAGEMENT (SBU 401) BTMM VS ICT TRADING STRATEGIES

AGEC 455 Final Exam questions and answers well illustrated. Arbitrage - correct practice of taking advantage of a price imbalance between two or more markets in hopes of making a profit Bar Charts - correct s of futures prices drawn with vertical lines, showing the daily high, low and closing prices Bearish - correct answers.a belief that the market price will decrease Bullish - correct answers.a belief that the market price will increase Carryover - correct on of current supplies compr...

What type of risk is unique to a specific industry, business enterprise, or investment type? - Answer- Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? - Answer- Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) Options- a premium - Answer- the cost of an option contract, expressed in dollars per...

Declaration Date - Set by the Board od Directors ( BOD) - Date dividend is decalred by BOD Record Date - (set by the BOD) - Owner of stock on Record Date entitled to dividend Payable Date - Set by the (BOD) - Date dividend is paid Ex-Dividend Date STOCKS - Set by Self Regulatory Organization (SRO) (FINRA) - Date that the Price of the stock is reduced by declared dividend ( if the dividend is .50 the stock will trade below the .50) - 2 Business days before record date *** MUTUAL...

David, a senior analyst with a brokerage firm, decides to change his recommendation for the common stock of Pigeon Industries, Inc. from a "buy" to a "sell". This change in investment advice is mailed to all the firm's clients on Wednesday. Next day, a client calls in with a buy order for 500 shares of Pigeon Industries, Inc. In this circumstance, Johnson should: - Answer Advise the customer of the change in recommendation before accepting the order. The mosaic theory holds that an an...

SIE EXAM UNIT 3 Questions with Verified Answers_100% ABC stock is currently trading at $63. Julia Miller would like to purchase ABC stock, but not at $63. If the price of ABC stock were to fall to $58 or less, then Miller wants to buy the stock. Which type of order should Miller place considering her objective? A. Market order B. Buy limit C. Buy stop D. Buy stop limit (Correct) - B. buy limit While market orders are always executed immediately at the current market price, limit orde...