Misappropriation - Study guides, Class notes & Summaries

Internal Auditors detect _____ % of fraud : 14 Under the Corporate Sentencing Guidelines, when the offending organization has committed a felony, probation must run for : at least one year Internal Auditing Standard 1220 states that internal auditors must apply the care and skill expected of : a reasonably prudent and competent internal auditor THREE levels of responsibility for finding and reporting illegal acts: : 1. Evidence Accumulation w/ NO Reason to Believe Indirect-Effect Ille...

To willfully inflict physical pain, injury or mental anguish or unreasonable confinement is a. abuse b. neglect c. Misappropriation d. abandonment - a. abuse Guides to moral behavior a. ethical standards b. legal standards c. Regulations d. law - a. ethical standards T or F: A document that states the rights of clients living in long-term care facilities is called Client's Rights or Resident's Bill of Rights. - True

Shutting down dangerous machines and keeping them turned off until maintenance of service work is completed is an OSHA standard known as. ut/tagout electrical procedures uarding equipment ol of hazardous energy Lockout/tagout A nursing facility has opted to decentralize the nurse/car team work area. Which of the following statements about the resident call system is true. 1.The chosen electronic system must provide direct communication between the resident and the caregivers 2.A w...

Before a surety bondsman can write a bond, he must: ANSWER: -be listed on on the Electronic Bondsman Registry A bondman who doesn't pay premium he owes to an insurer is guilty of: ANSWER: -misappropriation A professional bail bondsmen who willfully falsifies a monthly report is guilty of: ANSWER: -Class I Felony In a bail bond office, an unlicensed person can be hired to: ANSWER: -perform normal office duties With the exception of the felonies cited in NCGS 58-71, the maximum ch...

Which of the following statements is true regarding the concept of an annuity contract? a) Payouts of an investment in a nonqualified annuity are all income tax-free b) The kind of annuity selected partly determines the payment amounts to the annuitant c) In the case of life annuity contracts, the age and sex of the annuitant do not affect the payment amounts d) The amounts of the periodic payments to the annuitant are determined by the performance of the insurance company's investment re...

Licensing Purpose For the protection of the public of this state. Individuals must satisfy the following to be eligible to get a license: -18 years of age or older -Resident of state -Passed exam and pay fees -Filed application and submitted a fingerprint card -Not license for the purpose of selling to themselves, family, or employees Refuse to issue any license if: -Material misrepresentation or fraud in application -Record of dishonesty or misappropriation of customer funds -Is incompe...

Who does the CNA report to? - ANSWER Charge Nurse What is the difference between objective and subjective observation? - ANSWER Objective is observed, seen, heard, smelled or felt while subjective is told to or thought happened Examples of residents choices which can be honored by the facility to promote person-centered care? - ANSWER Time to be woken up and dressed in the a.m., whether to shower or bathe in a tub, what time to go to bed Examples of residents rights? - ANSWER See survey...

NMLS Final Exam Questions with Correct Answers Who is responsible for ensuring that the Closing Disclosure is delivered to the consumer? A.The creditor B.The loan processor C.The consumer D. The CFPB - Answer-A. the creditor Which law restricts the sharing of information given when a consumer applies for a mortgage loan? A. Fair Credit Reporting Act B. FTC Disposal Rules C. Gramm-Leach-Bliley Act D. Consumer Regulatory Protection Act - Answer-C. Gramm-Leach-Bliley Act Whi...

Which of the following is NOT an example of a producer's breach of contract under fiduciary duty? Misappropriation of premiums commingling premiums improper withholding of premiums allowing premiums to be submitted electronically - correct answer allowing premiums to be submitted electronically Nevada Requires that coverage for newborns begins "from the moment of birth" and a premium must be paid within: 31 days 90 days 6 months 12 months - correct answer 31 days A foreign i...

CFCI 2025 | 64 QUESTIONS AND ANSWERS VERIFIED BY EXPERT 100% CORRECT | GRADED A What are the three broad categories of detailed fraud auditing responses? 1. The nature of auditing procedures 2. The timing of substantive tests may need to be modified. 3. The extent of the procedures applied should reflect the assessment of the risks of material misstatement due to fraud. Qualitative Standards of CIGIE 1. Planning 2. Executing investigations 3. Reporting 4. Managing investigative find...