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SIE: Regulation (MSRB Rules) Exam Practice Questions and Answers
SIE: Regulation (MSRB Rules) Exam 
Practice Questions and Answers 
The Securities Acts Amendments of 1975 which established the Municipal Securities 
Rulemaking Board allow the MSRB to do all of the following EXCEPT: - Correct 
Answer️️ -enforce any regulations that it adopts 
The MSRB is empowered to create regulations for participants in the municipals market, 
but has no enforcement power. Enforcement is performed by the banking and securities 
regulators. The MSRB has set rules related t...
- Exam (elaborations)
- • 23 pages •
SIE: Regulation (MSRB Rules) Exam 
Practice Questions and Answers 
The Securities Acts Amendments of 1975 which established the Municipal Securities 
Rulemaking Board allow the MSRB to do all of the following EXCEPT: - Correct 
Answer️️ -enforce any regulations that it adopts 
The MSRB is empowered to create regulations for participants in the municipals market, 
but has no enforcement power. Enforcement is performed by the banking and securities 
regulators. The MSRB has set rules related t...