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CCEP Exam (Compliance) 128 Quizzes with Certified Ans What are the 7 elements of a Compliance Program? - Answer: 1. Standards of Conduct/Policies and Procedures, 2. Compliance Officer and Compliance Committee, 3. Education/Training, 4. Monitoring/Auditing, 5. Reporting and Investigating, 6. Enforcement and Discipline, 7. Response and Prevention A CFO discovers the CEO is using company funds for personal expenses. The CFO buried this information in the company's financial reports. The co...

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CCEP Exam (Compliance) 128 Quizzes with Certified Ans What are the 7 elements of a Compliance Program? - Answer: 1. Standards of Conduct/Policies and Procedures, 2. Compliance Officer and Compliance Committee, 3. Education/Training, 4. Monitoring/Auditing, 5. Reporting and Investigating, 6. Enforcement and Discipline, 7. Response and Prevention A CFO discovers the CEO is using company funds for personal expenses. The CFO buried this information in the company's financial reports. The co...

CCEP Exam (Compliance) 128 Quizzes with Certified Ans What are the 7 elements of a Compliance Program? - Answer: 1. Standards of Conduct/Policies and Procedures, 2. Compliance Officer and Compliance Committee, 3. Education/Training, 4. Monitoring/Auditing, 5. Reporting and Investigating, 6. Enforcement and Discipline, 7. Response and Prevention A CFO discovers the CEO is using company funds for personal expenses. The CFO buried this information in the company's financial reports. The co...

CCEP Exam | Questions and Correct Answers | Latest Update 2024/2025 | 100% PASS high risk @ moderate & vigorous intensity: what/who is needed - Answer -medical exam, exercise test & MD supervision prior to exercise moderate risk @ vigorous intensity: what/who is needed - Answer -only medical exam prior to exercise low risk @ moderate & vigorous intensity: what/who is needed - Answer -nothing moderate risk @ moderate intensity: what/who is needed - Answer - nothing which patients (risk...

Complete Compliance & Ethics Manual Quiz | Questions and Correct Answers | Latest Update 2024/2025 | 100% PASS Name the seven essential elements of compliance. - Answer -1. Written policies and procedures 2. Designated compliance officer and compliance committee 3. Effective training and education 4. Effective lines of communication 5. Internal monitoring and auditing 6. Enforcement and discipline 7. Corrective actions to detected problems What are the two types of compliance policie...

CCEP Compliance and Ethics Professional Exam | Questions and Correct Answers | Latest Update 2024/2025 | 100% PASS These Compliance and Ethics Policies and procedures must exist Non-Retaliation, Record Management, Conflict of Interest, Privacy, Security, and Confidentiality What are Compliance Officers required to do? Maintain Compliance and Ethics polices and procedures When making decisions, C.O. need to.... Consult with appropriate subject matter resources, HR, legal, financeA main ...

Certified Compliance and Ethics Professional (CCEP) Certification Study Resources | Questions and Correct Answers | Latest Update 2024/2025 | 100% PASS Which of the following BEST describes the purpose of training based upon risk assessment findings? A.) Reducing the organization's legal exposure B.) Educating employees on laws and regulations C.) Educating the board on the compliance program D.) Reducing the organization's insurance premiums A. Reducing the organization's le...

CCEP exam (Compliance) Questions and Answers (Latest Update 2025)