Bearish - Study guides, Class notes & Summaries

Which one of the following best describes the requirements of an investment strategy? A) Ability, method, opportunity B) Opportunity, cooperation, goal C) Competencies, resources, goal, method D) Method, opportunity, commitment - ANSWER-c. Competencies, resources, goal, and method are requirements of an investment strategy. Which one of the following investment strategies is the one to follow if markets are truly efficient? A) Dollar-cost averaging B) Low P/E C) Contrarian D) Buy-a...

A customer who is short stock will buy a call to: A. hedge the short stock position in a falling market B. protect the short stock position from a falling market C. protect the short stock position from a rising market D. generate additional income in a stable market C. protect the short stock position from a rising market (A customer who has shorted stock is bearish on the market. However, the potential loss for a short seller of stock is unlimited if the market should rise, forcing the cu...

SIE Comprehensive Final Exam (2024/2025) || With Questions & All Correct Solutions (Rated A+) SIE Comprehensive Final Exam (2024/2025) || With Questions & All Correct Solutions (Rated A+) What is a tender offer? - ANSWER - When a company offers to buy outstanding securities for cash or for cash plus other securities from its stockholders or bondholders What is a buy-back? - ANSWER - Sometimes referred to as a repurchase, is when a company buys its own outstanding securities in the open ma...

Upon reaching he age of 72, required minimum distributions (RMDs) do NOT have to be taken by retired individuals who are participants of correct answers ROTH IRAs Individuals who pass the Series 65 Exam will be able to tell prospects that correct answers they passed a 130-question examination in order to qualify as investment adviser representatives Fiscal policy, as implemented by Congress and the administration entails correct answers changing tax rates, running a budget deficit, increas...

What type of risk is unique to a specific industry, business enterprise, or investment type? - ANSWER-Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? - ANSWER-Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) Options- a premium - ANSWER-the cost of an option contract, expressed in dollars per sh...

A strong open followed by strong close will allow trader to do what? - Answer Buy on a pullback after next open. A weak close after strong open will allow trader to do what? - Answer Sell short near following open Highs and lows occur where during the day? - Answer Most often at the open Large opening gaps imply what about the day? - Answer Greater volatility Pivot point calculation - Answer P = (H+L+C)/3 R1 = 2P-L S1 = 2P-H R2 = (P-S1)+R1 S2 = P-(R1-S1) Weaknesses of Candlest...

Opposite of Buy Long Hold Sell Short Write an investor is long 1 XYZ Dec 40 call at 3. just prior to the close of market on the final trading day before expiration, xyz stock is trading at 47. what is the gain/loss to the investor? ANSWER: The investor is long the contract so they have already paid a premium. if the investor bought to close a position they will need to sell to offset the open long position. This investor will sell the contract for its intrinsic value because there is no time ...

A strong open followed by strong close will allow trader to do what? - Answer- Buy on a pullback after next open. A weak close after strong open will allow trader to do what? - Answer- Sell short near following open Highs and lows occur where during the day? - Answer- Most often at the open Large opening gaps imply what about the day? - Answer- Greater volatility Pivot point calculation - Answer- P = (H+L+C)/3 R1 = 2P-L S1 = 2P-H R2 = (P-S1)+R1 S2 = P-(R1-S1) Weaknesses of Can...

SIE FINRA Practice Exam QUESTIONS AND ANSWERS 2023 UPDATE GRADED A+ A married couple who earn over 300,000 currently as well as prior two years - Correct Answer- Accredited Investor Which of responses describes an advantage of index funds - Correct Answer-The protection of principal during bearish markets Under a system of statutory voting, a common stockholder has as many votes for each vacancy on the board of directors as the number of: - Correct Answer-proxies available for voting by t...

A married couple who earn over 300,000 currently as well as prior two years correct answers Accredited Investor Which of responses describes an advantage of index funds correct answers The protection of principal during bearish markets Under a system of statutory voting, a common stockholder has as many votes for each vacancy on the board of directors as the number of: correct answers proxies available for voting by the board Which security types provides investors with a stated maturit...