Counterparties - Study guides, Class notes & Summaries

LIBF UNIT 4 CORRECT QUESTIONS AND ANSWERS WITH COMPLETE GUIDE SOLUTIONS.LIBF UNIT 4 CORRECT QUESTIONS AND ANSWERS WITH COMPLETE GUIDE SOLUTIONS.LIBF UNIT 4 CORRECT QUESTIONS AND ANSWERS WITH COMPLETE GUIDE SOLUTIONS.LIBF UNIT 4 CORRECT QUESTIONS AND ANSWERS WITH COMPLETE GUIDE SOLUTIONS.VLIBF UNIT 4 CORRECT QUESTIONS AND ANSWERS WITH COMPLETE GUIDE SOLUTIONS.VVLIBF UNIT 4 CORRECT QUESTIONS AND ANSWERS WITH COMPLETE GUIDE SOLUTIONS.VLIBF UNIT 4 CORRECT QUESTIONS AND ANSWERS WITH COMPLETE GUIDE SO...

Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...

VAR with the confidence level of 1% means - answer-•the worst possible loss such that there is less than 1% chance of losing more than that in a single trading day. This worst possible loss determines - answer-the minimum capital requirement for financial institutions, scaled by an (arbitrary) multiplier to compensate for model errors and imperfect risk assessment. The multiplier can be increased by regulators. Value at Risk DOES ATTEMPT to answer the question - answer-•What is the max...

CFA Level 1 Derivatives - R64 Exam 22 Questions with Answers What is an interest rate swap? - CORRECT ANSWER exchange of one loan for another. notional amounts do not change hands at inception or at termination. only loan payments are made. fixed-for-floating is the normal interest rate swap, AKA plain vanilla swap What are swaps? - CORRECT ANSWER agreements to exchange a series of cash flows on periodic settlement dates over a certain time frame; party with greater liability at the end...

CFA Level 3 Exam 204 Questions with Answers 2023 bounded rationality - CORRECT ANSWER individuals act as rationally as possible but are constrained by a lack of knowledge and cognitive ability satisfice - CORRECT ANSWER making a reasonable but not necessarily optimal decision the price is right - CORRECT ANSWER asset prices reflect and instantly adjust to all available information weak-form efficiency - CORRECT ANSWER prices inncoporate all past price and volume data semi-strong...

LIBF Unit 4 Topic 1 Study guide question sections. 100% Coverage, rated A+ Competition and Markets Authority (CMA) - -The body responsible for strengthening business competition and preventing and reducing anti-competitive activities. Counterparties - -People and organisations (eg companies) who lend money to and borrow from financial intermediaries (ie financial institutions such as banks). Credit Union - -A mutual organisation (that is, owned by its members) that provides a range of...

LIBF multiple choice unit 4. Question and answers, 100% Accurate, graded A+ A bank - -Which of the following is an example of a large public limited company? HM Treasury - -The government department that has overall responsibility for financial stability in the UK is: provide services to individuals and to small and medium-sized businesses - -Retail banks: individual insurance companies and Lloyd's insurance market - -The providers of insurance can be subdivided into two main cate...

Describe the three phases of money laundering. – • Placement is the physical disposal of cash or other assets derived from criminal activity. • Layering is the separation of illicit proceeds from their source by layers of financial transactions intended to conceal the origin of the proceeds. • Integration is supplying apparent legitimacy to illicit wealth through the re‐entry of the funds into the economy in what appears to be normal business or personal transactions. What are...

Identify the seven topics of international incorporated into the FATF 40 recommendations in 2012? - AML/CFT policies & procedures. Money Laundering & confiscation. Terrorist financing & financing of proliferation. Financial & non-financial institution preventative measures. Transparency & beneficial ownership of legal persons & arrangements. Powers & responsibilities of competent authorities & other institutional measures. International cooperation. According to the Egmont Group, What is th...

Maritime Shipping Terms Test Bank Questions with Verified Answers Graded A+ ADCOMM - Answers Address Commission. Address Commission - Answers A fee paid by the owner to the charterer or the charterer's designee. It may be a rebate on the freight for hire or a discount for frequent business or for not using an agent. API Gravity - Answers A measure, from the American Petroleum Institute, of the relative density of petroleum liquids. A liquid with an API gravity greater than 10 floats on wat...