Exam (elaborations)
The Regulatory Environment: UK Financial Regulations CISI
- Course
- Institution
The Regulatory Environment: UK Financial Regulations CISI When did the Financial Services and Markets Act (FMSA) come into effect? - Answer-Nov 30 2001 What did the FMSA establish? - Answer-The FSA to replace self-regulatory organisations (SROs) The Financial Ombudsman Service (FOS) The Fin...
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