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CQA exam With complete solutions latest update (1)
- Institution
- CISA: Domain #2, Part A: IT Governance
CQA exam With complete solutions latest update (1)
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CQA exam With complete solutions latest updateA root cause analysis can best be described as a process that is used to - ANS-determine the
basic reason for an undesirable condition
Which of the following would NOT normally be used as a major category in a cause and
effect diagram? - ANS-Modifications
Which two of the following conditions must be met in order to infer statistical significance
about the results of an audit sample? - ANS-I. The population must be homogeneous., III. The
sample must be random
The accuracy of quality audit documentation is especially important in which of the
following situations? - ANS-The documentation is likely to be used as evidence in litigation.
Which of the following is most likely to request an audit? - ANS-A client
During the course of a 10-day system audit, when should the auditee be briefed? - ANS-Every
day
Which of the following types of data is likely to be most reliable? - ANS-Corroborated data
An auditee has responded to all requests for corrective action in a timely manner. Which of
the following is the next step for the auditor? - ANS-Evaluate the adequacy of the responses.
Which of the following is the best method for determining the retention policy of the audit
documents? - ANS-Agreement between the client, the auditing organization, and the auditee
During an audit interview, the auditee is not providing needed information about the
process for which the auditee has sole responsibility. In an effort to minimize any
miscommunication, the auditor should - ANS-request that the escort clarify the questions to the
auditee
The accuracy of quality audit documentation is especially important in which of the
following situations? - ANS-The documentation is likely to be used as evidence in litigation.
Typically, which two of the following are more important to an auditor in maintaining his or
her auditing competency? - ANS-I. Understanding current standards for quality systems, IV.
Learning about changes to existing auditing techniques
Auditors can use flowcharts in their work in order to - ANS-understand the overall process or
system being audited
, Management can best ensure support for the audit function from other departments by -
ANS-emphasizing the importance and usefulness of audits to the organization
An auditor is performing an audit of a drilling machine that produces 100 pieces a day and
that is showing improved quality. Which of the following rules should be used for
determining the proper sample size for a fixed level of confidence? - ANS-The sample size
should be decreased as the quality improves.
Which of the following is an audit reporting technique for prioritizing audit findings? -
ANS-Risk-benefit ratio
During the closing meeting, what is the advantage of having the lead auditor be the only
presenter of the audit findings? - ANS-The auditee will have one person with whom to interact
and address comments to.
Which of the following behaviors is LEAST important for an auditor to exhibit? - ANS-Adhering
to the original audit plan
The type of chart that presents the value of items in descending order is a - ANS-Pareto chart
As the last step before distributing an audit plan, an auditor should have the plan -
ANS-approved by the client
Which of the following statistics would best describe the central tendency of a sample of
data? - ANS-mean
While performing an internal audit, an auditor notices that an operator on one shift skips
part of the documented procedure. In this situation, the auditor should do which of the
following? - ANS-Question the operator about the observation.
Quality auditors help companies improve their processes, products, and services by -
ANS-reporting positive as well as negative evaluation results
The fraction of nonconforming products is plotted on which of the following types of control
charts? - ANS-p chart
Which of the following qualifications would contribute most to an auditor being able to
function effectively in various industrial or service disciplines? - ANS-Familiarity with technical
standards and regulations
The authority for auditors to perform external second-party audits is provided by - ANS-the
purchase contract
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