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Fidelity Interview Exam Questions and Answers | 100% Pass
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Fidelity Interview Exam Questions and Answers | 100% Pass What is the 'Series 7'? - Answer️️ -The purpose of the Series 7 license is to set a level of competency for a registered representative or stockbroker to work in the securities industry. The Series 7 license is a basic requirement fo...

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  • September 25, 2024
  • 5
  • 2024/2025
  • Exam (elaborations)
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  • fidelity interview exam questions and answers 10

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TITLE: EMILLYCHARLOTTE 2024/2025 ACADEMIC PERIOD
OWNER: EMILLYCHARLOTTE
COPYRIGHT STATEMENT: ©2024 EMILLYCHARLOTTE. ALL RIGHTS RESERVED
FIRST PUBLISHED: SEPTEMBER 2024

Fidelity Interview Exam Questions and
Answers | 100% Pass


What is the 'Series 7'? - Answer✔️✔️-The purpose of the Series 7 license is to set a level

of competency for a registered representative or stockbroker to work in the securities

industry. The Series 7 license is a basic requirement for an entry-level broker. The

Series 7 licensing exam covers an extensive range of financial terms and topics as well

as securities regulations.




Those candidates who pass the Series 7 exam are able to trade many securities such

as stocks, mutual funds, options, municipal securities and variable contracts. The Series

7 license does not cover the selling of real estate or life insurance products. In addition

to the obtaining the Series 7 license, many states require that registered representatives

pass the Series 63 exam, also called the Uniform Securities Agent State Law Exam.




Read more: Series 7 http://www.investopedia.com/terms/s/series7.asp#ixzz4jgRhyRXf

Follow us: Investopedia on Facebook

Requirements for Taking the Series 7 Exam - Answer✔️✔️-Candidates who want to take

the Series 7 exam must be sponsored by a financial firm that is a member of the

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, TITLE: EMILLYCHARLOTTE 2024/2025 ACADEMIC PERIOD
OWNER: EMILLYCHARLOTTE
COPYRIGHT STATEMENT: ©2024 EMILLYCHARLOTTE. ALL RIGHTS RESERVED
FIRST PUBLISHED: SEPTEMBER 2024
Financial Industry Regulatory Authority (FINRA). The firm must file a Form U4 (Uniform

Application for Securities Industry Registration) for the candidate to be registered for the

licensing exam. FINRA governs the activities of securities firms and registered brokers,

making sure that anyone who sells securities products is qualified and tested. The

mission of FINRA is to safeguard investors.



Read more: Series 7 http://www.investopedia.com/terms/s/series7.asp#ixzz4jgRzoo2b

Follow us: Investopedia on Facebook

The Series 7 Exam - Answer✔️✔️-The Series 7 exam is known as a General Securities

Representative Exam (GS). It is a six-hour comprehensive test that is administered by

FINRA, and it covers topics such as suitability of recommendations, mutual funds,

municipal bonds, securities regulations and customer accounts. There are 250 scored

questions in the exam with a passing score of 72%. The format for the test is a written

exam that is timed beginning with a three-hour segment then a one-hour break followed

by another three hours. Each segment offers 130 questions, so 10 questions are not

scored.



Completions of the Series 7 exam is a prerequisite for many other securities licenses

such as the Series 24, which permits the candidate to supervise and manage branch

activities. In 2018, there will be a pre-requisite for the Series 7 exam called the

Securities Industry Essentials (SIE) exam.


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