Bipru - Study guides, Revision notes & Summaries
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FCA Chapter 5.2|77 Questions Correctly Solved|2024
- Exam (elaborations) • 8 pages • 2024
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A cancellation notice of a policy must be sent for all life policies except: - ️️traded life policies, life policies of 6 months or less, an EEA resident outside UK or outside EEA & UK, occupational pure protection contracts or policies issued to corporate bodies do not need to send a ____. 
An insurance company must give ___ days notice for renewal terms. - ️️21 days ___ for ___terms is the norm for insurance companies. 
Before offering any advice an insurance intermediary must go throu...
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CISI UK Financial Regulation
- Exam (elaborations) • 2 pages • 2024
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CISI UK Financial Regulation 
 
AML - Answer-Anti-Money Laundering 
 
BIPRU - Answer-Prudential sourcebook for banks, building societies and investment firms 
 
CASS - Answer-Client assets 
 
CFT - Answer-Combatting the financing of terrorism 
 
COBS - Answer-Conduct of Business Sourcebook 
 
COCON - Answer-Code of conduct for staff sourcebook 
 
COLL - Answer-Collective investment schemes 
 
COMP - Answer-compensation 
 
COND - Answer-Threshold conditions 
 
DEPP - Answer-Decision procedure and...
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