Bipru - Study guides, Revision notes & Summaries

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FCA Chapter 5.2|77  Questions Correctly Solved|2024
  • FCA Chapter 5.2|77 Questions Correctly Solved|2024

  • Exam (elaborations) • 8 pages • 2024
  • A cancellation notice of a policy must be sent for all life policies except: - ️️traded life policies, life policies of 6 months or less, an EEA resident outside UK or outside EEA & UK, occupational pure protection contracts or policies issued to corporate bodies do not need to send a ____. An insurance company must give ___ days notice for renewal terms. - ️️21 days ___ for ___terms is the norm for insurance companies. Before offering any advice an insurance intermediary must go throu...
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CISI UK Financial Regulation
  • CISI UK Financial Regulation

  • Exam (elaborations) • 2 pages • 2024
  • Available in package deal
  • CISI UK Financial Regulation AML - Answer-Anti-Money Laundering BIPRU - Answer-Prudential sourcebook for banks, building societies and investment firms CASS - Answer-Client assets CFT - Answer-Combatting the financing of terrorism COBS - Answer-Conduct of Business Sourcebook COCON - Answer-Code of conduct for staff sourcebook COLL - Answer-Collective investment schemes COMP - Answer-compensation COND - Answer-Threshold conditions DEPP - Answer-Decision procedure and...
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