Cisi uk financial regs - Study guides, Revision notes & Summaries

Looking for the best study guides, study notes and summaries about Cisi uk financial regs? On this page you'll find 2 study documents about Cisi uk financial regs.

All 2 results

Sort by

CISI Regulatory exam with correct answers

CISI Regulatory exam with correct answers
Exam (elaborations) • 32 pages • 2024
Available in package deal

CISI Regulatory exam FSAP - Answer-Financial services action plan - creates and implements directives on an EU level. Aims to harmonise financial services rules across EU. Includes EU directives (to be implemented into national law) and EU regulations (binding on member states) FSAP directives - Answer-Market Abuse Directive Prospectus Directive MiFID Money Laundering Directive What must EU members do with FSAP directives - Answer-Directives must be implemented and transposed into na...