Exam (elaborations)
CISI chapter 1 Technology in Investment Management
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CISI chapter 1 Technology in Investment Management
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CISI chapter 1 Technology in InvestmentManagement
Demutualisation - CORRECT ANSWER-Building societies becoming companies
or banks
Investment bank activities - CORRECT ANSWER-Corporate finance/ advisory;
banking; treasury dealing; investment management; securities trading
Asset owners - CORRECT ANSWER-organisations and individuals that legally
own the assets managed by firms
five most common asset owners - CORRECT ANSWER-Pension funds; SWFs;
insurance companies; UHNWIs and retail investors
SWFs purposes - CORRECT ANSWER-reduce volatility of government revenues
and develop savings for future
UHNWIs - CORRECT ANSWER-at least 30mn excluding personal assets and
property
Platform offerings - CORRECT ANSWER-monitor investments; research
information; buy and sell orders; keep track of income due; monitor tax liabilities;
portfolio modelling; compare against benchmark
Robo-advisors - CORRECT ANSWER-financial adviser based on set of
computerised rules/ algorithms with minimal human involvement
Consideration - CORRECT ANSWER-principal amount + accord interest +
commission + fees and charges
Spread bets - CORRECT ANSWER-staking an amount of money per point of
price movement in underlying asset. Have an expiry date. no CGT.
CFD - CORRECT ANSWER-exchanging difference in price from the point at
which the contract is opened to when it is closed. Do not expire
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