CMT Level 1(Study Material);Questions and Answers latest Update 100% Solved
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Module
CMT Level 1
Institution
CMT Level 1
CMT Level 1(Study Material);Questions and Answers latest Update
100% Solved
David, a senior analyst with a brokerage firm, decides to change his recommendation for the
common stock of Pigeon Industries, Inc. from a "buy" to a "sell". This change in investment
advice is mailed to all the firm's...
CMT Level 1(Study Material) ;Questions and Answers latest Update 100% Solved David, a senior analyst with a brokerage firm, decides to change his recommendation for the common stock of Pigeon Industries, Inc. from a "buy" to a "sell". This change in investment advice is mailed to all the firm's clients on Wednesday. Next day, a client calls in with a buy order for 500 shares of Pigeon Industries, Inc. In this circumstance, Johnson should: Correct answer Advise the customer of the change in recommendation before accepting the order. The mosaic theory holds that an analyst Correct answer Can use material public information and nonmaterial nonpublic information in the analyst's analysis. Bell is a portfolio manager. One of his firm's clients has told Bell that he will compensate him beyond the compensation provided by his firm on the basis of the capital appreciation of his portfolio each year. Bell should Correct answer Obtain permission from his employer prior to accepting the compensation arrangement. Which of the following is a correct statement of a member's or candidate's duty under the Code and Standards? Correct answer In the absence of specific applicable law or other regulatory requirements, the Code and Standards govern the member's or candidate's actions. Elizabeth is a financial analyst with XYZ Brokerage Firm. She is preparing a purchase recommendation on JNI Corporation. Which of the following situations is most likely to represent a conflict of interest for Neely that would have to be disclosed? Correct answer XYZ holds for its own account a substantial common stock position in JNI. This question involves Standard VI (A) - Disclosure of Conflicts. CMT Level 1(Study Material) ;Questions and Answers latest Update 100% Solved To increase the sensitivity of a 5x3 Point and Figure chart, one would Correct answer Decrease the box size A basic Point and Figure buy signal is triggered when Correct answer The current column of Xs rises above the previous column of Xs by one box In constructing a point and Figure chart, a new entry is added only when Correct answer Price has moved equal to or more than the specified box size Correct answer double top breakout Correct answer double bottom breakdown Correct answer triple top breakout Correct answer triple bottom breakdown Correct answer bearish catapult breakdown Correct answer bullish catapult breakout Correct answer descending triple bottom breakdown Correct answer ascending triple top breakout Correct answer bullish signal reversal CMT Level 1(Study Material) ;Questions and Answers latest Update 100% Solved Correct answer bearish signal reversal Correct answer bullish triangle breakout Correct answer bearish triangle breakdown Correct answer long tail down reversal Correct answer bull trap Correct answer bear trap Correct answer spread triple top breakout Correct answer spread triple bottom breakdown Correct answer high pole When the Stochastic indicator crosses below 20, it is signaling Correct answer The price is vulnerable to a reversal, but no action needs to be taken just yet. Which of the following principles describes a characteristic of related cycles Correct answer harmonics Which of the following formations is often called a coil? Correct answer Symmetrical Triangle
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