green light 66 Questions & 100% Correct Answers- Latest Test | Graded A+ | Passed
4 views 0 purchase
Module
Green light
Institution
Green Light
The risk-adjusted return of an investment is most closely associated with:
-:- alpha
Which of the following designations are acceptable on a business card?
1)RIA for an investment advisory firm registered with the SEC
2)RIA for an investment advisory firm registered with a state Administrator
...
green light 66 Questions & 100% Correct
Answers- Latest Test | Graded A+ | Passed
The risk-adjusted return of an investment is most closely associated with:
✓ -:- alpha
Which of the following designations are acceptable on a business card?
1)RIA for an investment advisory firm registered with the SEC
2)RIA for an investment advisory firm registered with a state Administrator
3)IAR for an investment adviser representative who has passed the appropriate qualifying
exam
✓ -:- None of the above
Which of the following choices is/are disadvantage(s) of investing in a C Corporation?
1)Shareholders are taxed on dividends received.
2)The corporation is taxed on its income.
3)Shareholders may not deduct their share of the corporation's losses on their personal tax
return.
4)Shareholders are paid last if the corporation liquidates.
An IAR is comparing the advantages and disadvantages of an S Corporation and a limited
partnership for a client. What is one advantage of investing in an S Corporation that is not
found in a limited partnership?
1)There is unlimited personal liability
2)An S Corporation pays higher dividends
3)An S Corporation allows for an unlimited number of shareholders
4)Investors have more control over management decisions
✓ -:- 4)
Which of the following factors would be the best measure of a bond's volatility?
✓ -:- Duration
A whole life insurance policy would be most appropriate for which of the following
individuals?
A 65-year-old man, whose objective is to accumulate enough money to pay for an
elaborate funeral
A 72-year-old grandmother who wants to insure that funds will be available for her
grandchildren's education
2|Page | Grade A+| 2024/2025
The benefits of buying summaries with Stuvia:
Guaranteed quality through customer reviews
Stuvia customers have reviewed more than 700,000 summaries. This how you know that you are buying the best documents.
Quick and easy check-out
You can quickly pay through credit card for the summaries. There is no membership needed.
Focus on what matters
Your fellow students write the study notes themselves, which is why the documents are always reliable and up-to-date. This ensures you quickly get to the core!
Frequently asked questions
What do I get when I buy this document?
You get a PDF, available immediately after your purchase. The purchased document is accessible anytime, anywhere and indefinitely through your profile.
Satisfaction guarantee: how does it work?
Our satisfaction guarantee ensures that you always find a study document that suits you well. You fill out a form, and our customer service team takes care of the rest.
Who am I buying these notes from?
Stuvia is a marketplace, so you are not buying this document from us, but from seller TestTrackers. Stuvia facilitates payment to the seller.
Will I be stuck with a subscription?
No, you only buy these notes for £8.51. You're not tied to anything after your purchase.
