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Certified Compliance and Ethics Professional (CCEP) Certification Study Resources 100% Revision 2024 Questions and Answers Latest (2024 / 2025) (Verified Answers by Expert)£12.76
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Certified Compliance and Ethics Professional (CCEP) Certification Study Resources 100% Revision 2024 Questions and Answers Latest (2024 / 2025) (Verified Answers by Expert)
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Module
Certified Compliance and Ethics Professional CCEP
Institution
Certified Compliance And Ethics Professional CCEP
Certified Compliance and Ethics Professional (CCEP) Certification Study Resources 100% Revision 2024 Questions and Answers Latest (2024 / 2025) (Verified Answers by Expert) Which of the following BEST describes the purpose of training based upon risk assessment findings? A.) Reducing the organizati...
Certified Compliance and Ethics Professional (CCEP) Certification Stu... file:///C:/Users/HP/Desktop/New%20Conver/Certified%20Complian
Certified Compliance and Ethics Professional
(CCEP) Certification Study Resources
1. Which of the following BEST describes the purpose of training based uponrisk
assessment findings?
A.) Reducing the organization's legal exposure B.)
Educating employees on laws and regulations
C.) Educating the board on the compliance program
D.) Reducing the organization's insurance premiums
ANS A. Reducing the organi-zation's legal exposure
2. A compliance and ethics professional investigates a report of sexual ha-rassment.
The incident does not constitute sexual harassment, but revealsthe employee's
misunderstandings of the harassment policy. Which of the following should be the
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,Certified Compliance and Ethics Professional (CCEP) Certification Stu... file:///C:/Users/HP/Desktop/New%20Conver/Certified%20Complian
FIRST step in a corrective action plan?
A.) Consult outside counsel
B.) Disclose the incident to the EEOC
C.) Provide education and training on the policy
D.) Survey employees' understanding of the policy
ANS C.) Provide education andtraining on the policy
3. Which of the following provides guidance for the development of a compli-ance
program?
A.) Sarbanes-Oxley Act
B.) Federal Sentencing Guidelines
C.) Security and Exchange Commission
D.) Office for Civil Rights
ANS B.) Federal Sentencing Guidelines
4. Which of the following is the BEST outcome of a compliance and ethicsprogram?
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,Certified Compliance and Ethics Professional (CCEP) Certification Stu... file:///C:/Users/HP/Desktop/New%20Conver/Certified%20Complian
A.) Mitigating risk
B.) Identifying risk
C.) Prioritizing risk
D.) Documenting risk
ANS A.) Mitigating risk
5. Training on price-fixing is MOST important for which of the following staff?
A.) Management
B.) Sales
C.) Marketing
D.) Accounting
ANS B.) Sales
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,Certified Compliance and Ethics Professional (CCEP) Certification Stu... file:///C:/Users/HP/Desktop/New%20Conver/Certified%20Complian
6. A compliance and ethics program should include
1. An employee benefits handbook
2. Document retention guidelines
3. Policies regarding confidentiality
4. A statement about the organization's culture
A.) 1,2, and 3 only
B.) 1, 2, and 4 only
C.) 1, 3, and 4 only
D.) 2, 3, and 4 only
ANS D.) 2, 3, and 4 only
7. A US-based retail company has 250 stores in 30 states. Past compliance efforts have
included a silo-based approach with minimal oversight and the CEO acting as the
Compliance and Ethics Officer. One person in each state posted compliance-related
information sent from corporate, but there were no actual educational sessions. Policies
and procedures were developed by corporate and reviewed 5 years ago.The organization
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