All of the following are terms associated with preferred stock EXCEPT?
A
Convertible
B
Callable
C
Cumulative
D
Redeemable - ANSWERD
Redeemable
What entity was created to maintain an electronic book entry record of stock ownership and to handle a high volume of daily transactions?
...
SIE Exam 2024-2025 QUESTIONS &
ANSWERS 100% ACCURATE!!
All of the following are terms associated with preferred stock EXCEPT?
A
Convertible
B
Callable
C
Cumulative
D
Redeemable - ANSWERD
Redeemable
What entity was created to maintain an electronic book entry record of stock ownership and to
handle a high volume of daily transactions?
A
DTC
B
FINRA
C
OCC
D
, MSRB - ANSWERA
DTC
An exploratory oil and gas limited partnership has:
A
low risks
B
low mineral rights costs
C
immediate current income
D
low intangible drilling costs - ANSWERB
low mineral rights costs
Which statement is TRUE regarding the effect of market interest rate movements on callableand
puttable bond prices?
A
When interest rates fall, the call price tends to set a ceiling on the market price of the bond and
when interest rates rise, the put price tends to set a floor on the market price of the bond
B
When interest rates fall, the call price tends to set a floor on the market price of the bond and when
interest rates rise, the put price tends to set a floor on the market price of the bond
C
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