CISI

Summary of CISI Level 3 Derivatives exam (Post-April 2023) Detailed notes from a multitude of materials. Follows official syllabus order. Includes answers to c.90& of possible MC questions. Topics covered include: 1) Introduction to Derivatives, 2) Underlying Markets, 3) Market Structure, 4) Principles of Exchange-Traded Derivatives, 5) Principles of OTC Derivatives, 6) Principles of Clearing, 7) Delivery and Settlement, 8) Trading, Hedging and Investment Strategies and 9) Regulatory Requ...

Summary of CISI Level 3 Securities exam (Post-April 2023) Detailed notes from a multitude of materials. Follows official syllabus order. Includes answers to c.90& of possible MC questions. Topics covered include: 1) The Financial Services Industry, 2) Asset Classes, 3) Markets, 4) Primary Markets, 5) Secondary Markets, 6) Corporate Actions, 7) Clearing (Pre-Settlement) and Settlement, 8) Accounting Analysis and 9) Investment Management.

Summary of CISI Level 3 UK Financial Regulation exam (Post-April 2023) Detailed notes from a multitude of materials. Follows official syllabus order. Includes answers to c.90& of possible MC questions. Topics covered include: 1) The Regulatory Environment, 2) The Financial Services and Markets Act 2000 and Financial Services Act 2012, 3) Associated Legislation and Regulation, 4) The FCA’s Conduct of Business and Client Assets Sourcebook and 5) Complaints and Redress.