Securities Regulation, Cases and Analysis samenvattingen (1e druk)

Banking and Securities Regulation ▬ summary book Laatste update van het document:   geleden

A summary of the book of Banking and Securities Regulation. The conclusions of all the cases are summarized, structurered around the main issues of the book: Materiality, what is a security, disclosure, rule 10b-5, insider trading, public offering, civil liability, secondary market transactions, and gatekeepers. It's a short overview of all the relevant facts and cases, as well as the rules of the Exchange Act such as Rule 144, 144A. Especially useful to take with you for an open-book exam.