Tentamen (uitwerkingen)
BUSINESS ETHICS 240 CASES QUESTIONS AND ANSWERS A+ GRADED AND VERIFIED.
- Vak
- Instelling
BUSINESS ETHICS 240 CASES QUESTIONS AND ANSWERS A+ GRADED AND VERIFIED.
[Meer zien]Voorbeeld 4 van de 32 pagina's
Voorbeeld 4 van de 32 pagina's
In winkelwagen
In winkelwagen
gesponsord bericht van onze partner
Verkoper
Volgen
saraciousstuvia
Ontvangen beoordelingen
Voorbeeld van de inhoud
BUSINESS ETHICS 240 CASESQUESTIONS AND ANSWERS A+ GRADED
AND VERIFIED.
In court, about which company was Gupta discovered sharing
confidential information?
✔✔Goldman Sachs
Of what was Rajaratnam convicted?
✔✔fourteen counts of conspiracy and securites fraud
Rajat Gupta was managing director of which global consulting firm?
✔✔McKinsey Consulting
The SEC, the FBI, the Department of Justice, and the U.S. Attorney's
Office are all _____.
✔✔where an insider trading investigation may start
What does FINRA stand for?
✔✔FInancial Industry Regulatory Authority
What doe SEC stand for?
✔✔Securities and Exchange Commission
What happens if poeople do not invest in capital markets?
✔✔There is less overall economic growth
,What is insider trading?
✔✔the beneficial use of undisclosed, confidential corporate information
in stock trades
What was Guptas final sentence at the end of his trial?
✔✔two years in prison
What was the name of the private equity fund that Gupta and Kumar
launched?
✔✔New Silk Route Partners
WHat was the relationship between Gupta and Kumar?
✔✔Gupta was Kumar's mentor at McKinsey
Which of the men involved in this case was the one turning the insider
information into profit?
✔✔Rajaratnam
Which organization primarily handles criminal cases?
✔✔DOJ
Who testified that Gupta shared confidential information during
Rajaratnam's trial?
✔✔the CEO of Goldman Sachs
,Why is insider trading an ethical issue?
✔✔it lowers investor trust in the capital markets
How has Trump's presidency affected his businesses?
✔✔Trump's businesses have grown
How many times has Donald Trump gone bankrupt?
✔✔four
In 2013, DB was fined for fixing LIBOR. What does that mean?
✔✔It reported fraudulent estimated borrowing costs to shift the base
interest rate in its favor.
In 2015, how did DB attempt to deal with its problems?
✔✔It established a five-year plan
Wo what does compliance risk refer to?
✔✔the dramatic increase in fines and fees resulting from new regulations
What are potential negative effects of anti-globalization?
✔✔trade barriers and an economic slump
What division became responsible for financial crime in DB?
✔✔the Anti-Financial Crime division
, What happened when DB sued Trump for his outstanding debt?
✔✔Trump countersued DB for exacerbating the global recession,
resulting in a settlement
What is a mirror trade?
✔✔a company moving money in one direction, and then in the opposite
direction, to earn a profit
What is Deutsche Bank (DB)?
✔✔an international German banking system
What is LIBOR used for?
✔✔the base rate for establishing interest rates
What is the purpose of DB's internal controls?
✔✔Monitor compliance with laws designed to avoid illegal activity
What is the purpose of the Know Your Customer program at DB?
✔✔employee evaluation of customers for adverse information
What role did DB play in Nazi Germany?
✔✔DB provided financial support to the Nazi regime
What sort of practices was DB known for in the 1990s and 2000s?
✔✔fraud and tax evasion
Voordelen van het kopen van samenvattingen bij Stuvia op een rij:
Verzekerd van kwaliteit door reviews
Stuvia-klanten hebben meer dan 700.000 samenvattingen beoordeeld. Zo weet je zeker dat je de beste documenten koopt!
Snel en makkelijk kopen
Je betaalt supersnel en eenmalig met iDeal, creditcard of Stuvia-tegoed voor de samenvatting. Zonder lidmaatschap.
Focus op de essentie
Samenvattingen worden geschreven voor en door anderen. Daarom zijn de samenvattingen altijd betrouwbaar en actueel. Zo kom je snel tot de kern!
Veelgestelde vragen
Wat krijg ik als ik dit document koop?
Je krijgt een PDF, die direct beschikbaar is na je aankoop. Het gekochte document is altijd, overal en oneindig toegankelijk via je profiel.
Tevredenheidsgarantie: hoe werkt dat?
Onze tevredenheidsgarantie zorgt ervoor dat je altijd een studiedocument vindt dat goed bij je past. Je vult een formulier in en onze klantenservice regelt de rest.
Van wie koop ik deze samenvatting?
Stuvia is een marktplaats, je koop dit document dus niet van ons, maar van verkoper saraciousstuvia. Stuvia faciliteert de betaling aan de verkoper.
Zit ik meteen vast aan een abonnement?
Nee, je koopt alleen deze samenvatting voor €15,89. Je zit daarna nergens aan vast.
Is Stuvia te vertrouwen?
4,6 sterren op Google & Trustpilot (+1000 reviews)
Afgelopen 30 dagen zijn er 50990 samenvattingen verkocht
Opgericht in 2010, al 15 jaar dé plek om samenvattingen te kopen