Investment arbitration - Samenvattingen, Aantekeningen en Examens

What are the five criteria for a successful project? - Answer Time, cost, quality, risk & benefits Project Management - Answer The application of processes, methods, knowledge, skills and experience to achieve the project objectives Programme Management - Answer The coordinated management of projects and change manage activities to achieve beneficial change Project Success - Answer The satisfaction of stakeholder needs measured by the success criteria as identified and agreed at the sta...

Activity-Based costing (ABC) Ans: A method of cost accounting designed to identify streams of activity and then to allocate costs across particular business processes according to the mount of time employees devote to particular activities Adapters Ans: Companies that take the current industry structure and its evolution as givens, and choose where to compete. Adverse impact Ans: When a seemingly neutral employment practice has a disproportionately negative effect on a protected group. Ad...

This document contains notes on lectures, a summary of the book Principles of International Investment Law by Dolzer, case law summaries of relevant investment arbitration, as well as a hypothetical fact pattern and application of principles. Comprehensive overview of all information necessary for a course on investment law at masters (LLM) level.

Big Corporation (BC) is an American business incorporated in the State of Delaware. Its principal place of business is in New Jersey. Franklin lives in New York. For purposes of diversity of citizenship, Big Corporation is a citizen of - ️️Both Delaware and New Jersey Assume that the Vermont legislature passed a bill prohibiting the sale within the state of detergents containing certain chemicals harmful to the environment. Assume further that the governor signed the bill into law. Thi...

What is the maximum amount of SIPC coverage available to each separate customer? -Correct Answer $500,000 including up to $250,000 in cash If a customer purchases securities and does not settle the account 4 business days, what should the brokerage firm do first? -Correct Answer Ask for an extension of time from the SRO or cancel the trade and sell off the purchased securities When must a customer who purchases securities in a cash or margin account pay for the securities? -Correct Answer ...

Branch Office correct answers A location where the member conducts securities or investment banking business that is advertised as such. public appearance correct answers FINRA defines interactive real-time content on blogs, social networking sites and chat rooms as Sales literature correct answers non-interactive (static) content on blogs, social networking sites and chat rooms is defined as If a registered individual is terminated, FINRA must be notified with a U5 Form within: correct...

PORTAL Market correct answers facilitates compliance with Rule 144A and private placements Simplified Arbitration correct answers heard by ONE pulbic arbitrator. just another way to say arbitration between rep and customer Sales Literature for Bonds correct answers must be filed 10 days BEFORE use Collateral in Margin Account correct answers Basically any security that has been held for more than 30 day. INCLUDES NEW ISSUES Mark to Market correct answers adjustment made in the amou...

What is the maximum amount of SIPC coverage available to each separate customer? correct answer: $500,000 including up to $250,000 in cash If a customer purchases securities and does not settle the account 4 business days, what should the brokerage firm do first? correct answer: Ask for an extension of time from the SRO or cancel the trade and sell off the purchased securities When must a customer who purchases securities in a cash or margin account pay for the securities? correct answer...

An employer plans to use corporate-owned life insurance to informally fund a nonqualified deferred compensation agreement and wants flexibility regarding investment choices. Which one of the following types of life insurance should this employer choose? - cORRECT sOLUTION Variable life insurance The latest economic reports have been gloomy, and the stock market is in a protracted slump. Most of your regular stock customers are selling out their positions. A new client, Mr. Jones, sees these c...

Final Exam Legal Aspects Questions and Answers 100% Solved What Act prevents foreign investors from avoiding paying taxes on the sale of real property? The American Foreign Policy Act The Property and Immigration Act The Foreign Intelligence Surveillance Act The Foreign Investment in Real Property Tax Act The Foreign Investment in Real Property Tax Act In a CAR Residential Purchase Agreement, who is responsible for repairing any damages that occur as a result of inspections? The seller Th...