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CISI UK Financial Regulation R169,45   Add to cart

Exam (elaborations)

CISI UK Financial Regulation

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CISI UK Financial Regulation AML - Answer-Anti-Money Laundering BIPRU - Answer-Prudential sourcebook for banks, building societies and investment firms CASS - Answer-Client assets CFT - Answer-Combatting the financing of terrorism COBS - Answer-Conduct of Business Sourcebook COCON...

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  • April 14, 2024
  • 2
  • 2023/2024
  • Exam (elaborations)
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CISI UK Financial Regulation
AML - Answer-Anti-Money Laundering

BIPRU - Answer-Prudential sourcebook for banks, building societies and investment firms

CASS - Answer-Client assets

CFT - Answer-Combatting the financing of terrorism

COBS - Answer-Conduct of Business Sourcebook

COCON - Answer-Code of conduct for staff sourcebook

COLL - Answer-Collective investment schemes

COMP - Answer-compensation

COND - Answer-Threshold conditions

DEPP - Answer-Decision procedure and penalties manual

DISP - Answer-Dispute Resolution: Complaints Sourcebook

EG - Answer-Enforcement guide

ESAs - Answer-European supervisory authorities

FCA - Answer-Financial Conduct Authority

FINMAR - Answer-Financial Stability and Market Confidence Sourcebook

FIT - Answer-Fit and proper test for approved persons

FRC - Answer-Financial Reporting Council

GENPRU - Answer-The General Prudential Sourcebook

IFPRU - Answer-Prudential sourcebook for investment firms

MIFIDPRU - Answer-Prudential sourcebook for MiFID investment firms

ML - Answer-Money laundering

PERG - Answer-Perimeter Guidance Manual

PR - Answer-Prospectus rules

PRA - Answer-Prudential Regulation Authority

PRIN - Answer-Principles for Business

SUP - Answer-supervision

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